Current as of 01 Oct 2023

Privacy Policy

Your privacy is important to us at Optics Capital. We protect your privacy regarding any information we may collect from you across our website.

www.opticscapitaladvisors.com (the “Site”) is owned and operated by Optics Capital, LLC. Optics Capital, LLC can be contacted at cora@opticscapitaladvisors.com

The purpose of this privacy policy is to inform users of our Site of the following:
  1. The personal data we will collect;
  2. Use of collected data;
  3. Who has access to the data collected;
  4. The rights of Site users; and
  5. The Site's cookie policy.

By using our Site users agree that they consent to:
  1. The conditions set out in this privacy policy; and
  2. The collection, use, and retention of the data listed in this privacy policy.

What information do we collect?

We only collect data that helps us achieve the purpose set out in this privacy policy. We will not collect any additional data beyond the data listed below without notifying you first.

Data Collected in a Non-Automatic Way
Me way also collect the following data when you perform certain functions on our Site:
  1. First and last name;
  2. Email address; and
  3. Phone number.

This data may be collected using the following methods:
  1. Sending a message through our contact form; and
  2. Sending an email address to subscribe to our newsletter; and
  3. Sending an email to receive resources for buyers, sellers, and capital raising.

Children
We do not knowingly collect or use personal data form children under 13 years of age. If we learn that we have collected personal data from a child under 13 years of age, the personal data will be deleted as soon as possible. If a child under 13 years of age has provided us with personal data their parent or guardian may contact our privacy officer.

How do we use your information?

Data collected on our Site will only be used for the purposes specified in this Privacy Policy or indicated on the relevant pages of our Site. We will not use your data beyond what we disclose in this privacy policy.

The data we collect when the user performs certain functions may be used for the following purposes:

  1. Communication via email.

Do we share data with anyone?

Employees
We may disclose user data to any member of our organization who reasonably needs access to user data to achieve the purposes set out in this privacy policy.

Other Disclosures
We will not sell or share your data with other third parties, except in the following cases:

  1. If the law requires it;
  2. If it is required for any legal proceeding;
  3. To prove or protect our legal rights; and
  4. To buyers or potential buyers of this company in the event that we seek to sell the company.

If you follow hyperlinks from our Site to another Site, please note that we are not responsible for and have no control over their privacy and practices.

Do we use cookies and other tracking technologies?

A cookie is a small file, stored on a user's hard drive by a website. Its purpose is to collect data relating to the user's browsing habits. You can choose to be notified each time a cookie is transmitted. You can also choose to disable cookies entirely in your internet browser, but this may decrease the quality of your user experience.

We use the following types of cookies on our Site:

  1. Analytical cookies
    Analytical cookies allow us to improve the design and functionality of our Site by collecting anonymous data on how you access our Site, for example data on the content you access, how long you stay on our Site, etc.

If you follow hyperlinks from our Site to another Site, please note that we are not responsible for and have no control over their privacy and practices.

How long do we keep your information?

User data will be stored until the purpose the data was collected for has been achieved. You will be notified if your data is kept for longer than this period.

How do we keep your information safe?

In order to protect your security, we use the strongest available browser encryption and store all of our data on servers in secure facilities. All data is only accessible to our employees. Our employees are bound by strict confidentiality agreements and a breach of this agreement would result in the employee's termination.

While we take all reasonable precautions to ensure that user data is secure and that users are protected, there always remains the risk of harm. The Internet as a whole can be insecure at times and therefore we are unable to guarantee the security of user data beyond what is reasonably practical.

What are your privacy rights?

If you would like to know if we have collected your personal data, how we have used your personal data, if we have disclosed your personal data and to who we disclosed your personal data, or if you would like your data to be deleted or modified in any way, please contact our privacy officer here:

Matthew Sullivan
matthew@opticscapitaladvisors.com
(205) 201-1219

Do Not Track Notice

Do Not Track ("DNT") is a privacy preference that you can set in certain web browsers. We do not track the users of our Site over time and across third party websites and therefore do not respond to browser-initiated DNT signals.

How to Opt-Out of Data Collection, Use or Disclosure

In addition to the method(s) described in How to Access, Modify, Delete, or Challenge the Data Collected section, we provide the following specific opt-out methods for the forms of collection, use, or disclosure of your personal data specified below:

  1. You can opt-out of the use of your personal data for marketing emails. You can opt-out by clicking "unsubscribe" on the bottom of any marketing email.
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Securities are offered through Finalis Securities LLC Member FINRA / SIPC. Optics Capital Advisors is not a registered broker-dealer, and Finalis Securities LLC and Optics Capital Advisors are separate, unaffiliated entities. Finalis Privacy Policy | Finalis Business Continuity Plan | FINRA BrokerCheck www.opticscapitaladvisors.com is a website operated by Optics Capital Advisors, a privately held Alabama limited liability company. Optics Capital Advisors provides strategic advisory, consulting services, mergers and acquisitions services, and fairness opinions.